Securities: US SEC charges Pinnacle with money laundering control failures
2. September 2010
Pinnacle, says the SEC, is a "broker dealer based in Raleigh, North Carolina, with more than 99 per cent of its customers residing outside the United States." The bulk of its business, it is said, is to provide direct access. The SEC says it did not do due diligence properly, and failed to follow the systems it had, itself, put in place. |
Sanctions: Directions under T(UNM)O 2009 (UK) 20100901
2. September 2010
1 September 2010: DIRECTIONS ISSUED UNDER THE TERRORISM (UNITED NATIONS MEASURES) ORDER 2009 - UK Treasury includes removal of asset freeze on certain proscribed organisations. |
Sanctions: UK amendments to T(UNM)O 2000 list 20100901
2. September 2010
1 September 2010. Amendments to list under TERRORISM (UNITED NATIONS MEASURES) ORDER 2001 (UK) |
Sanctions: OFAC Update 20100201
2. September 2010
Additions & amendments to and deletions from the OFAC list. |
WMLRO.Com: another kind of drug smuggling
1. September 2010
A cough syrup containing codeine is a drug of choice in Bangladesh. Just one problem: it's illegal. |
Sanctions: OFAC update 20100831
1. September 2010
OFAC has published an up to date list of authorise providers of services relating to Cuba. |
